Amazon’s Business Practices Catches SEC’s Attention
The SEC investigated Amazon.com Inc's (NASDAQ: AMZN) disclosure norms for some of its business practices, including how it uses third-party-seller data for its private-label business,
SEC Employees Inappropriately Accessed Restricted Legal Records: WSJ
According to an agency notice, employees at the Securities and Exchange Commission (SEC) improperly accessed documents prepared for…
Analysis: Did Elon Musk Violate SEC Rules With His Twitter Algorithm Poll?
Earlier this morning, Elon Musk created another social media sensation when it was revealed he acquired a 9.2% stake in Twitter Inc (NYSE:
SEC Examinations Unit To Strengthen Policing Against Private Fund Failings: FT
The Securities and Exchange Commission has tightened its policing of the booming market for unlisted assets with greater oversight of private funds, writes Financial Times.
Why Alibaba, Nio Could See Relief From Regulatory Overhang On Chinese Stocks
After the steep drop seen in U.S.-listed Chinese stocks amid delisting fears, China has shown willingness to arrive at a resolution.
SEC Proposes For Greater Disclosures From Blank-Cheque Company Sponsors: FT
Wall Street's watchdog on Wednesday unveiled a draft new rule to enhance blank-check or special purpose acquisition company (SPAC) investor disclosures and to strip them of legal protection critics argue has allowed the sh
Elon Musk Invokes Eminem To Counter SEC Order Over His Tweets
Tesla Inc (NASDAQ: TSLA) CEO Elon Musk invoked popular rapper Eminem in a filing with a federal court in Manhattan as he seeks to throw out a 2018 agreement with the U.S. Securities and Exchange Commission, which requires
World’s Largest Crypto Fund Considers Suing SEC If Bitcoin ETF Is Rejected
Grayscale Investments, the world’s largest cryptocurrency asset manager, isn’t ruling out a legal battle with the SEC if a spot Bitcoin (CRYPTO: BTC) exchange-traded fund (ETF) stands rejected.
3 Twilio Engineers Charged By SEC For Insider Trading During Early Pandemic: What You Should Know
The U.S. Securities and Exchange Commission is charging three Twilio Inc (NYSE: TWLO) software engineers with insider trading and alleging that several of their associates were also involved.
SEC Adds Weibo To Its Provisional List Under Holding Foreign Companies Accountable Act
The SEC added the Chinese social media platform Weibo Corp (NASDAQ:WB) to its provisional list of companies identified under the Holding…