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Cathie Wood’s ARK Invest Posts Fund Purchases For Wednesday, Sept. 8, 2021: PATH, NVTA, FATE, PD, DE, MKFG, KMTUY, SPFR, ROKU, SPLK, KVSB, ADPT, SLGC, VCYT, PSNL, RPTX, ETSY, FTCH, STNE, Z, JD, HEI, BLDE, AVAV

UiPath (PATH) - 1,382,967 Shares Invitae (NVTA) - 616,413 Fate Therapeutics (FATE) - 129,739 PagerDuty (PD) - 55,058 Deere & Co (DE) - 37,991 Markforged (MKFG) - 600,664 Komatsu (KMTUY) - 96,118 Jaws

ADPT

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Cathie Wood’s ARK Invest Posts Fund Sales For Friday, Sept. 3, 2021: MCRB, DOCU, SHOP, SQ, TRMB, CLLS, PSTI, BABA, HDB

Seres Therapeutics (MCRB) - 31,256 DocuSign (DOCU) - 36,909 Shopify (SHOP) - 12,822 Square (SQ) - 68,017 Trimble (TRMB) - 18,810 Cellectis (CLLS) - 4,834 PluriStem Therapeutics Seres Therapeutics (MCRB) - 31,256 DocuSign (DOCU) - 36,909 Shopify (SHOP) - 12,822 Square (SQ) - 68,017

BABA